regions bank chief compliance officer11 Mar regions bank chief compliance officer
Plimpton was recognized earlier this year by the Birmingham Business Journal as a 2022 Leader in Diversity. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. Prior to joining Regions, Lusco was managing partner in KPMGs offices in Birmingham, Alabama and Memphis, Tennessee. Senior Executive Vice President Chief Transformation Officer. His primary focus was financial institutions. Use this one-page template to communicate your strategy with internal business partners. Hope Dmuchowski Chief Financial Officer. Gartner helps compliance officers transition confidently andsucceed faster. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Gartner Terms of Use In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Dave Keenan is Chief Administrative and Human Resources Officer and is a member of the Executive Leadership Team. This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach. Couch earned a bachelors degree in Corporate Finance from the University of Alabama. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. In this capacity, he was a key member of the leadership team which led the bank through the 2008 financial crisis, subsequently creating an industry-leading organizational culture as recognized by Gallups Exceptional Workplace Award six years in a row. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Chief Compliance Risk Officer at Regions Bank Jim Pihera is based out of Birmingham, Alabama, United States and works at Regions Bank as Chief Compliance Risk Officer. She is also responsible for managing the companys relationships with credit rating agencies. Privacy Policy. Nix will report to Tara Plimpton, chief legal officer for the bank. 2023 Regions Bank. Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Head of Investor Relations. Senior Executive Vice President Turner holds a bachelors degree in economics from the University of Georgia. Corporate governance is my passion. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Discover the four best practice approaches in investigation management. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). M. Deron Smithy His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. 81,000+ Chief Officer Jobs in United States (3,673 new) President and Chief Executive Officer The Bay Park Conservancy, Inc. Sarasota, FL 2 weeks ago Chief Operating Officer Hub. Horton holds a bachelors degree from Jacksonville State University in Jacksonville, Alabama, and is a graduate of the Graduate School of Banking at Louisiana State University. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. Leading compliance programs use the investigations process to foster a sense of organizational justice and combat a fear of retaliation. All Rights Reserved. President, Regions Foundation. Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of the Program Strategy, Planning, & Governance Team.Learn more about the career areas and lines of business at wellsfargojobs.com . Dan Massey serves as Regions Chief Enterprise Operations and Technology Officer and is a member of the companys Executive Leadership Team. At Cognilytics, he helped banks address data and models for various regulatory filings, including Comprehensive Capital Analysis and Rreview (CCAR), DFAST and Basel. Previously she served as Regions' senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. He began his career at Crestar Mortgage. John Turner is president and chief executive officer of Regions Financial Corporation. She is a member of the companys Executive Leadership Team. Bill Ritter serves as Head of the Wealth Management group. Commercial Banking includes clients with revenues between $1MM and $250MM. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. Gartner is a trusted advisor and objective resource for more than 15,000 enterprises. To ensure the most secure and best overall experience on our website, we recommend the latest versions of. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Prior to assuming his current role, he. Save time and execute with confidence when creating your strategic plan for compliance. RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. He leads the companys Executive Leadership Team. Throughout his career, Abrahams has been active in serving and supporting nonprofit organizations dedicated to improving the quality of life in various communities. Head of Consumer Banking Group. The LifeGreen color is a trademark of Regions Bank. Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. All Rights Reserved. He is a fellow of the American Bar Foundation and has served on the Board of Directors of the American Judicature Society. Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. He joined Assurant as senior vice president of Information Technology. Godin earned a Masters in Business Administration from the University of Western Ontario and is also a graduate of the International School of Banking. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Regions Bank is an Equal Housing Lender and Member FDIC. Regions Investment Solutions is a marketing name of Cetera Investment Services. He succeeds Hope Mehlman . Smithy started his career with First Union Bank of Florida as the Central Florida Region Controller in Jacksonville, Florida. Senior Executive Vice President At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Monitor third and fourth-party compliance activities, keeping in mind the realities of the organizations newly extended enterprise. Executive Vice President Nix to oversee corporate governance framework supporting Regions services for customers and communities. Keenan joined Regions predecessor Amsouth Bank in 2003 as leader of the companys Field Human Resources Group. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Senior Executive Vice President There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. He also previously led Strategy and Mergers & Acquisitions for Regions and served as Mid-South Region President, overseeing Tennessee, North Carolina, Virginia, Kentucky, Missouri, Iowa, Illinois and Indiana. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. Senior Executive Vice President Community Affairs is comprised of Community Relations, Community Development, Disability Services & Outreach, and Service Members & Veterans Affairs. He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. He is a member of Regions Executive Leadership Team. Additional information about Regions and its full line of products and services can be found at www.regions.com. Chief Compliance Officer (SAFS) Sterne Agee Aug 2004 - May 20061 year 10 months Birmingham, Alabama Area Compliance Officer SouthTrust Securities Nov 2001 - Aug 20042 years 10 months. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Head of Enterprise Operations. He is a member of the Regions Executive Leadership Team. Bill Horton serves as the Head of commercial banking and is a member of the Executive Leadership Team for Regions. She joined Regions in July 2015 as the Wealth Strategy and Effectiveness Executive. He serves on the boards of directors for the Birmingham Business Alliance, Innovation Depot, and the United Way of Central Alabama, and the advisory board for the UAB Collat School of Business. Core Product Marketing. He received a masters degree in business administration from Emory University, Atlanta, Georgia. General Counsel and Corporate Secretary. Before his experience in the private sector, Keenan received a regular army commission in 1989 as an Ordinance Officer in the U. S. Army. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Chief Legal Officer and Corporate Secretary. He is a member of the banks Executive Leadership Team. Head of the Wealth Management Group. Officers & Directors | Renasant Corporation Personal Business Mortgage Locations Officers & Directors Corporate Overview News & Market Data Stock Information SEC Filings Annual Reports ESG Corporate Governance IR Resources Board of Directors Executive Officers A bank that understands you. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Regions News on Twitter: @RegionsNews. Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. When making the leap to a new position, almost half (46%) of executives across all functions underperform. Previously she held a number of positions including Wholesale Funding and Liquidity Manager and Head of Debt and Capital Management, both in the banks Treasury Division. She assists in setting strategy for the risk group as well as working closely with the Chief Risk Officer in developing and implementing controls and cost-effective approaches to minimize the Banks risk. Regions Investment Solutions is a marketing name of Cetera Investment Services. Dave Keenan is Senior Executive Vice President and Chief Human Resources Officer for Regions. His most recent role with Wachovia before joining Regions was assistant treasurer and head of Enterprise Balance Sheet Management. Head of Corporate Banking Group. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. She was responsible for leading a team of Private Wealth Management professionals providing banking, trust and investment management services to affluent and high-net-worth individuals and families. 2023 Regions Bank. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Misra earned his PhD in computer engineering from the University of Southern California and holds a bachelors degree in electrical engineering from the Indian Institute of Technology Kanpur. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. She is also a member of the Rotary Club of Greater Birmingham. Mehlman received her bachelors degree from Cornell University. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. She reports to the Chief Risk Officer, and is responsible for the overall direction of the banks risk management with a particular focus on credit risk.
How To Get To Nazmir Alliance Shadowlands,
Garofalo 4 Types Of Criminals,
Private Tennis Court For Rent,
Articles R
No Comments